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THE FUTURE OF ACL PREVENTION AND REHABILITATION

INTEGRATING TECHNOLOGY TO OPTIMIZE PERSONALIZED MEDICINE

 

–  Written by Scott Bonnette, Manish Anand, Kim D. Barber Foss, Christopher A. DiCesare, Jed A. Diekfuss, Dustin R. Grooms, Adam W. Kiefer, Katie Kitchen, Danielle Reddington, Christopher Riehm, Michael A. Riley, Andrew Schille, Jessica Shafer, Staci Thomas & Gregory D. Myer, USA

 

EPIDEMIOLOGY OF ACL INJURY AND SECONDARY INJURY 

A recent meta-analysis revealed that one in 29 females and one in 50 male athletes rupture their ACL when monitored over the years of their athletic participation1. Despite widespread interest in research and application of injury prevention programs for athletic populations, the incidence of ACL injuries continues to rise2-6. This is at odds with a large volume of evidence supporting that implementing ACL injury reduction training programs, especially neuromuscular and strength-based training5, reduces the risk of sustaining an ACL injury7. Unfortunately, up to 50% of injured athletes do not return to their prior level of sport8. As a result of several factors that contribute to re-injury4,9, those who do return to sport are 30 to 40 times more likely to suffer a second ACL injury on the same or contralateral knee4. Specifically, within two years of an ACL reconstruction (ACL-R), up to 30% of athletes experience a second ACL tear5,10,11. It has also been observed that as many as 55% of the recurrent ACL injuries are noncontact events, which supports the suggestion that sensorimotor deficits are present following ACL reconstruction and rehabilitation12-14. Cumulatively, current evidence points toward shortcomings in current approaches to ACL injury prevention, rehabilitation, and risk assessment methods. These must be addressed to reduce the negative effects of ACL injuries such as pain15, depression16, lost athletic identity17, fear of re-injury18and ultimately prevent initial ACL injuries on a wider scale7,19-23.

 

CURRENT STRATEGIES FOR INJURY PREVENTION

 

Current injury prevention programs, while effective at curtailing risk factors in laboratory settings, have not reduced widespread ACL injury rates.

The shortcomings of current programs may arise from several common problems, including athlete noncompliance, the type of training program, and the resources needed to institute in practice. Further details are provided below.

 

a. Participant noncompliance

Participant noncompliance is a unique issue to consider in developing a successful injury prevention program because it is a source of variability typically not directly related to or measured relative to the empirical motivation for the designed intervention (e.g., what risk factors are targeted, what methods are used to reduce these factors, and when the program is implemented). High compliance and adherence are difficult to achieve at a cost-effective and widespread scale, and noncompliance is integrally intertwined with the success of a program to reduce ACL injury rates. For example, a participant with low compliance to ACL prevention training is at 4.9 times greater risk of an ACL injury compared to a participant with high compliance20. Although it is difficult to determine exact reasons for noncompliance, participant motivation seems to play a key role. Steffen et al. (2008) reported that low motivation of participants likely caused their study’s high noncompliance, while incentives (such as free, personalized athletic training from an expert), though not as cost effective, do appear to increase compliance24

 

b. Types of training programs

Although several studies have demonstrated that training interventions can reduce rates of ACL injury and that specific biomechanical variables associated with ACL injury risk can be successfully targeted for improvement, there is considerable variation among the training design of these interventions7,25. The most salient differences are among the content, length, frequency, and total duration (for reviews see7,21-23,26). Most successful programs included more than one type (e.g., modality, exercise type, etc.) of training content7,25. Whereas, utilizing a single intervention modality, such as balance training or strength training alone does not appear to be successful27,28. Furthermore, programs of heightened intensity in terms of the length, frequency, and total duration have reported increased benefits which is an important consideration given the previously discussed issues related to compliance. There is currently insufficient evidence to provide specific prescription parameters; however, a meta-analysis determined that 70% of ACL injury risk could be alleviated with 30 minutes or more of training per week throughout a sports season29.

 

c. Resources for instituting injury prevention programs

One of the most challenging practical difficulties to overcome in decreasing ACL injury rates is the amount of resources required to implement a prevention program. Monetary costs are reported to range from approximately $190-480.00*  per athlete per season26. In addition, there are also personnel resources required. Although it appears that the source of training (who or what provides it) is less important than how an athlete receives and processes information relating to the proper execution of preventative training exercises26,30-32, ensuring that the feedback received during training is correct usually requires the presence of a trained professional such as an athletic trainer or physical therapist. A trained professional increases the required resources, financial and otherwise required for implementing an effective ACL prevention program. 

 

CURRENT STRATEGIES FOR ACL REHABILITATION

The primary objective for rehabilitation after ACL reconstruction (ACL-R) is to return the patient to their prior level of activity, which is typically participating in competitive sports. Through rehabilitation and physical therapy, recovery after ACL-R involves improving neuromuscular function through a variety of targeted behaviors including muscle activation, range of motion, strength, and proprioception33-35. At the end of rehabilitation, when an athlete approaches the time to return to sports (RTS), objective measures of neuromuscular and biomechanical functional control are commonly employed to determine an individual’s readiness to do so. Historically, these assessments have included components such as bilateral comparisons of strength, single-leg-hop performance, balance tests, and agility measures25. However, even with guidelines to assess RTS readiness in the ACL-R population, re-injury rates in the adolescent athletic population remain as high as 30% when returning to sport4,11,36. This indicates a potential shortcoming of the RTS assessment in that either the criteria or components of those assessments need further evaluation. One possible area to consider as an indicator for readiness to RTS is motor control.  While the ACL provides structural stability to the knee joint, a rupture of the ACL likely creates more dysfunction in the knee joint than just stability since the ligament itself contains mechanoreceptors which play an important role in neuromuscular control of the knee37. The initial disruption of the ligament mechanoreceptors propagates deficits in motor control, proprioception, postural control, and strength that are difficult to restore and assess at RTS38. These sensorimotor disruptions lead to deficits in motor control, such as dynamic knee valgus during sport-specific tasks which has been associated with cognitive deficits, specifically in a visual memory task39. This relationship suggests that not only are physical assessments of motor control important, cognitive assessments of motor control should also be incorporated into the rehabilitation and subsequent assessment to RTS after ACL-R to possibly reduce the chance of an ipsilateral re-injury or a new injury to the contralateral side.   

 

ADDRESSING OPPORTUNITIES TO IMPROVE ACL INJURY RISK AND OUTCOMES 

Current strategies for ACL injury prevention and rehabilitation exhibit shortcomings that represent opportunities to improve ACL injury outcomes through the advancement of screening methods and neuromuscular training to reduce injury risk. 

 

a. Brain mechanisms underlying ACL injury risk

Recently, our lab has published work on resting-state functional brain connectivity (using functional magnetic resonance imaging [fMRI]) related to ACL injuries in female and male athletes. In our first investigation, prospective longitudinal data indicated that female soccer players who went on to experience a non-contact ACL injury exhibited disruptions in connectivity between the primary somatosensory cortex and cerebellum (regions vital to maintain a safe knee position during sport)40. We also found that male football players exhibited similar prospective functional brain connectivity disruptions throughout similar regions important for sensorimotor control that were associated with their future ACL injury41. Collectively, our data in both sexes revealed potential neural biomarkers that may predispose an athlete to a traumatic ACL tear and indicate that dysfunctional neural processes are a potential key contributor to injury-risk neuromuscular control. 

In addition to the functional connectivity results described above, we have also found differences in the electrocortical behavior of athletes who went on to injure their ACL and those who did not40. Prospectively injured athletes exhibited lower spectral power40, a basic indicator of brain activity in cortical behavior associated with sensorimotor function, attentional demand, and task complexity12,42,43. Interestingly, while the fMRI results indicated less adaptive activity in sensorimotor regions, the decreased electrocortical activity associated with attentional demand and task complexity may reflect possible attempts at neurological compensation40. These findings highlight the need for additional prospective studies that investigate CNS function and its relationship to biomechanical performance in order to identify potential biomarkers for musculoskeletal injuries (i.e., ACL). It may then be possible to target known biomarkers related to ACL injury risk through innovative biofeedback designed to promote neuroplasticity and the discovery of optimal neuromuscular control strategies14,44. However, one limitation precluding our capability for discovering a neural biomarker of musculoskeletal injury has been the technical challenges for capturing lower extremity movement during active brain scanning (our previous prospective studies have primarily been at rest). 

 

b. Motion analysis and fMRI integration 

One of the challenges for using fMRI to better understand musculoskeletal injury is that participants must keep their bodies as stationary as possible, especially the head, as motion produces artifact within the fMRI data45. This is especially limiting for investigating brain activity associated with whole-body behaviors that is common during sport participation (e.g., running or kicking a soccer ball). Further, collecting data using fMRI requires that all equipment be free of metal, specifically ferrous metals that can result in additional artifact and/or result in injury to the researcher or participant (objects can become ‘magnetic projectiles’). To overcome these limitations, we have developed custom ‘MRI-safe’ apparatuses and associated paradigms to safely simulate lower extremity movement14,46. However, precisely quantifying lower extremity movement (e.g., knee flexion angles, force control) during our neuroimaging paradigms has been further challenging as standard technology to precisely measure movement is typically not MRI-safe (e.g., 3D motion analysis cameras).

Recent technological advancements are solving some of these experimental constraints. For example, MRI-safe motion capture equipment and force transducers are now available, and this makes it possible to capture precise kinematic and kinetic data during neuroimaging. Motion capture systems such as Metria (Metria Innovation, Inc.; WI, USA) are capable of tracking the position of a participant’s body safely during fMRI47-49. When combined with MRI-safe force transducers50,51, such as those produced by JR3 (JR3 Inc.; CA, USA), it is now possible to investigate brain activity during more realistic sport-like behavior. An illustration of our current method for obtaining fMRI data during a lower-extremity movement is displayed in Figure 1. 

 

c. VR testing to identify deficits

Traditionally, laboratory-based biomecha-nical assessment of sport-relevant tasks, such as landing, jumping, and cutting, have been used to assess neuromotor deficits that are purported to increase athletes’ risk of sustaining musculoskeletal injury during sport52-54. These screening assessments typically involve athletes performing a battery of tests in a standard, systematic manner (i.e., according to a prescribed set of instructions and in a specific order) and are subsequently used as proxies for assessing how these athletes are likely to perform in real-world sport environments. Assessing biomechanical deficits in this manner is beneficial in that it controls for confounding factors and unwanted variability in task performance, which can make isolation of various neuromuscular or physiological mechanisms that result in elevated injury risk difficult. Importantly, accurate insight into injury risk mechanisms is needed to deliver effective, targeted interventions to decrease injury risk.

 

The constrained nature of task performance in a laboratory setting differs significantly from the dynamic, sport-specific contexts in which athletes incur injury.

 

This may partially explain why interventions based on traditional biomechanical assessments are often ineffective at widespread reduction of injury rates21. Although on-field, sport-specific assessments would provide a solution to this issue, several factors make this impractical. For example, variable environmental conditions, such as poor lighting, uncontrollable weather (in the case of outdoor sports), or non-optimal vantage points from which to capture data make high-fidelity recording of real-world sport performance difficult. Moreover, as sport competition is inherently unpredictable, capturing desired events (e.g., risky landings, fast accelerations or change-of-direction cutting) is more challenging and time-consuming than laboratory-based assessments, and recreating the same experimental conditions (absent interrupting or otherwise modifying gameplay) in which these desired events occur for every athlete is virtually impossible. 

 

Virtual reality (VR) based assessments offer an alternative solution with the potential to present athletes with closer to true-to-life sport-specific scenarios, while maintaining the control of a laboratory setting55-57.

 

While there are useful non-sport specific VR assessments that can be used to investigate biomechanics in general (see Figure 2), VR assessments that utilize a wireless head mounted display (HMD) and custom-designed sports simulations (see Figure 3) allow for untethered, ambulatory movement and the presentation of visual and auditory information that mimics what athletes experience on the field to a greater degree than is possible in standard laboratory assessments. As such, investigators are able to simulate dynamic, real-world sport performance while simultaneously preserving the experimental conditions by which athletes respond to and exhibit motor responses in these scenarios, thereby enhancing their reproducibility and generalizability to injury risk during actual sport performance57

 

d. aNMT Training 

To the best of our knowledge, traditional training methods have not previously been quantified to induce successful transfer of injury-risk-reducing-movement-patterns to the VR sport-specific setting. We contend this is due to the inability of standard training to induce the required neuroplasticity for widespread injury risk reduction movement pattern adaptation, retention, and transfer44,58-60. Our lab has recently demonstrated that enhanced sensory integration neural activity61, 62that supports motor cortex efficiency63is vital for injury-risk reducing movement patterns to transfer from the intervention to VR simulated sport44. To target the neuroplasticity that enables injury-risk reduction in this regard, novel interventions are needed.

One such breakthrough is the use of augmented reality (AR), which like VR, can provide additional opportunities to design and develop new methods for screening and reducing ACL injury risk. Our lab has recently developed an augmented neuromuscular training system64that is designed to display objective information about multiple kinematic and kinetic variables related to ACL injury risk to participants in real time. The information is displayed interactively to participants and their real-time biomechanical performance controls the display of information in the form of a simplified geometric shape viewed on a screen (see Figure 4). Participants perform specific exercises such as a body-weight squat using the shape as a guide to achieve correct movement form to enhance learning of injury-resistant movement patterns. While performing the exercise, the exact shape of the interactive biofeedback object is determined by the values of biomechanical variables related to ACL injury risk whereas the “goal” shape is a perfect rectangle. Participants are instructed simply to “move so as to create a perfect rectangle,” using the interactive shape as a guide but not requiring any additional instruction or supervision beyond basic exercise definition. aNMT was designed to elicit external perceptual control and engage implicit motor learning strategies that can result in faster learning and improved transfer65-68while also permitting holistic learning of complex movements involving optimization of multiple, interdependent neuromotor and biomechanical variables. These factors are hypothesized to enhance the efficacy of aNMT relative to standard neuromuscular training by targeting the neural mechanisms supporting injury-risk reducing movement pattern adaptation and transfer to sport (see Figure 5).

Although aNMT requires technological resources, ultimately it is much less resource-intensive than current ACL injury risk reduction protocols. This is because it removes the need for one-on-one instruction from a trained professional. aNMT also has the advantages of being objective and highly precise, allowing detection and ultimately correction of sensorimotor deficits that even a trained professional may not be able to detect. It is also personalized to the individual athlete and allows customization of motor and feedback parameters. Our preliminary studies have provided evidence for the effectiveness of very brief and limited aNMT interventions (e.g., a minimal intervention of 4 sets of 10 body-weight squats) for enhancing motor performance64and transferring those improvements to an unrelated drop-vertical jump task that has been shown to be predictive of ACL injury44,64. In addition to biomechanical changes, aNMT has also been shown to increase the functional connectivity between sensory areas of the brain and the thalamus (responsible for relaying sensory and motor signals; see Figure 5)44. The results of a more extensive intervention (6 weeks of twice-weekly aNMT training with a progression of exercises including squats, pistol squats, overhead squats, and jump squats) are forthcoming (ClinicalTrials.gov identifiers: NCT04068701 and NCT02933008). 

 

CONCLUSION

We have described some shortcomings of current strategies for ACL injury prevention and rehabilitation that may be associated with the continued increase in ACL injury (and re-injury) rates, along with opportunities for advancing the current standard of care. Technological resources including advanced neuroimaging methods, virtual reality for injury risk screening and RTS assessment, and interactive AR-based neuromuscular training methods offer new approaches and tools for researchers and clinicians to address this important biomedical problem. The cost and availability of many of these technologies will continue to decrease, providing greater availability, scientific rigor, and ultimately, utility for cost-effective and data-driven assessments. The future is now and the tools exist to finally stem the tide of ACL injury, with the methods laid out here as an initial roadmap to promoting a healthy and active lifestyle across the lifespan for these athletes.

 

Acknowledgements: Funding Support from National Institutes of Health/NIAMS Grants U01AR067997

 

Scott Bonnette Ph.D.*

Postdoctoral Research Fellow

 

Manish Anand Ph.D.*

Postdoctoral Research Fellow

 

 Kim D. Barber Foss MS, ATC, LAT*

Senior Research Assistant 

 

Christopher A. DiCesare PhD*

Clinical Research Coordinator IV 

 

Jed A. Diekfuss Ph.D.*

Postdoctoral Research Fellow

 

Dustin R. Grooms Ph.D.**

Associate Professor

 

Adam W. Kiefer Ph.D.***

Assistant Professor

 

Katie Kitchen B.Sc.*

Clinical Research Coordinator III 

 

Danielle Reddington M.Sc.*

Clinical Research Coordinator II 

 

Christopher Riehm Ph.D. Candidate*,+

Ph.D. Candidate 

 

Michael A. Riley Ph.D.+

Professor 

 

Andrew Schille M.Sc.*

Clinical Research Coordinator II 

 

Jessica Shafer*

Research Assistant 

 

Staci Thomas M.Sc.*

Clinical Research Coordinator IV

 

Gregory D. Myer Ph.D.*, ++, +++

Director of Research*

Director of SPORT Center and The Human Performance Laboratory

Professor++

 

* The SPORT Center, Division of Sports Medicine, Cincinnati Children’s Hospital Medical Center, Cincinnati, USA

** Ohio Musculoskeletal & Neurological Institute and Division of Athletic Training, School of Applied Health Sciences and Wellness, College of Health Sciences and Professions, Ohio University, Athens, USA

*** Department of Exercise and Sport Science, University of North Carolina at Chapel Hill, USA

+ Center for Cognition, Action & Perception, Department of Psychology, University of Cincinnati, Cincinnati, USA

++ Departments of Pediatrics and Orthopaedic Surgery, University of Cincinnati, College of Medicine,

Cincinnati, USA

+++ The Micheli Center for Sports Injury Prevention,

Waltham, USA

 

Contact: scott.bonnette@cchmc.org

 

 

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Volume 9
Targeted Topic - Return to Performance After ACL Reconstruction
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