An inside look at ‘swimmer's shoulder’
Written by Andrew Delbridge, Craig Boettcher and Kylie Holt, Australia
17-May-2018
Category: Sports Science

Volume 8 | Issue 1 | 2019
Volume 8 - Issue 1

Part 1: antero-superior internal impingement (ASII) ‑ a cause of ‘swimmer's shoulder’

 

‑ Written by Andrew Delbridge, Craig Boettcher and Kylie Holt, Australia

 

‘Swimmer’s shoulder’ is a common and debilitating condition in the elite swimmer. Athletes at the highest level swim for up to 4 hours per day, translating into as many as 1.5 million stroke cycles per arm per year1. It is therefore no surprise that the shoulder is the most commonly injured joint in swimmers, with a reported prevalence in elite swimmers of at least one in four and as many as nine out of 102-4. Also, unsurprisingly, shoulder injuries account for the most lost training time for elite swimmers3. A 2013 survey of 109 elite Australian swimmers found that 70% had experienced shoulder pain at some time in their career, with 28% indicating that it was a recurrent issue and 21% noting it was ongoing at the time of the survey5. Prevalence data does not appear to show any reduction in shoulder injury burden since the 1980s; this suggests that despite advances in our understanding of this condition, we are missing something regarding shoulder pain in the elite swimmer. This paper aims to review the current concepts thought to be significant in swimmer’s shoulder and present a discussion that challenges long-held beliefs around its aetiology, many of which continue to influence clinical assessment and management decisions. By examining literature from various areas of study, we have derived a hypothesis that we believe warrants further investigation and has the potential to develop the current understanding of this condition.

 

CURRENT PERSPECTIVES

Broadly, the proposed aetiology of swimmer’s shoulder has followed the fashion of general shoulder conditions of the day. Kennedy and Hawkins6 first described the term ‘swimmer’s shoulder’ as being synonymous with subacromial impingement. Principally, this referred to mechanical impingement of the supraspinatus and long head of the biceps tendon as they pass under the coracoacromial arch. This concept was consistent with work by Neer7-9, that described the first anatomical theory for subacromial impingement (external impingement), in the general population. Neer described mechanical impingement of the supraspinatus and long head of the biceps against the anterior third of the coracoacromial arch during shoulder elevation. Rathbun and McNab10 conducted vascular studies that identified zones of relative avascularity in the supraspinatus and the long head of biceps. Using this research, Kennedy and Hawkins then hypothesised that the relative “avascular zones” of the two tendons made them more susceptible to failure as they were subjected to repeated “wringing out” during the swimming stroke11. These two concepts formed the founding principles that continue to be widely accepted in the aetiology of swimmer’s shoulder nearly 50 years later.

 

More recently, external impingement has been further differentiated into primary and secondary impingement. Primary impingement is described as being due to local anatomical variations, such as bony osteophytes narrowing the subacromial space. Secondary impingement is theorised to be the result of functional reductions in the subacromial space and is thought to better account for presentations in younger athletic populations. Consequently, research over the past 30 years has investigated several factors thought to be implicated in secondary impingement and their potential relationship to shoulder pain in swimmers. Some leading theories include loss of specific shoulder ranges of motion, instability/hypermobility/laxity, scapular dyskinesis and/or altered muscle activity patterns, and rotator cuff strength and/or imbalances. Thus, we have witnessed several iterations of the Hawkins-Kennedy model based on the evidence of the time, but despite this, they remain grounded in the founding assumption that the subacromial structures are the principal source of symptoms in swimmer’s shoulder. In this paper, we question this central tenet.

 

The overview of the literature presented below shows that despite a plethora of research into a very common complaint among elite swimmers, we still find ourselves with either insufficient evidence or significant debate over the factors thought to contribute to swimmer’s shoulder. Hill et al12 conducted a systematic review of the risk factors for shoulder pain and injury in swimmers and found that no studies identified any risk factors predisposing a swimmer to pain and injury with a high degree of certainty. Clinical joint laxity and instability, internal/external rotation range, previous history of pain and competitive level were determined to have a moderate level of certainty, and all other risk factors held a low level of certainty that they predisposed swimmers to pain and injury. In addition, with the overwhelming view that swimmer’s shoulder is a result of secondary subacromial impingement, pathology of structures other than those in the subacromial space have been afforded little or no discussion4,13-15.

 

While the subacromial impingement model continues to be accepted as the primary cause of swimmer’s shoulder, this paper will show why the traditional external impingement model may not be the main underlying cause and why internal impingement ‑ specifically anterior superior internal impingement ‑ is a key mechanism leading to pathology in these athletes.

 

WHAT DOES THE LITERATURE TELL US?

Range of motion – too little, too much or somewhere in between?

Elite swimmers need to produce propulsion throughout as much of the arm stroke as possible while maintaining body alignment that minimises drag. As such they need to function in high degrees of shoulder elevation and internal rotation (Figures 1, 2 and 3).

 

Coaches often refer to this as the ‘high elbow’ position – i.e. the elbow is physically higher than the hand in the water. To achieve this, the shoulder needs to be internally rotated. Yanai and Hay16 showed that during a quarter of freestyle stroke time (hand entry, initial catch and early recovery) the shoulder is in positions beyond the normal physiological range of motion, describing them as positions of external impingement. Loss of specific ranges of motion is therefore thought to increase the potential for impingement during these phases of the swimming stroke. Although this seems a reasonable argument based on the physical requirements of the swimming stroke, papers examining range of motion and its relationship to shoulder pain in swimmers have produced conflicting results. Greipp17 found a strong association between a lack of shoulder flexibility ‑ specifically horizontal abduction and internal rotation in supine ‑ and the incidence of swimmer’s shoulder. Walker et al18, however, found no relationship between pain and reduced internal rotation range of motion, but rather that reduced or excessive shoulder external rotation were related to an increased risk of interfering shoulder pain in swimmers. Other studies examining various ranges of movement, including internal and external rotation, have found no correlation between shoulder range of movement and pain in elite swimmers19-21. Further to these studies, Blanch22 hypothesised that there may be an ideal window of shoulder range of movement for elite swimmers, and that too little or too much may increase the risk of developing shoulder pain.

 

Instability/hyperflexibility/laxity

As previously stated, the ability to swim efficiently requires a significant degree of flexibility. Therefore, it is not surprising that increased shoulder laxity, or hyperflexibility, is reported to be a common feature in elite swimmers. Zemek and McGee23 identified that elite swimmers had greater shoulder laxity and increased general joint hypermobility compared to recreational swimmers, however drawing a cause and effect relationship between increased laxity or hyperflexibility and shoulder pain in swimmers is not so clear. Instability has been described as a structural or functional deficit that results in pathological or unwanted translation of the humeral head on the glenoid, giving rise to pain and/or a compromise in function24,25. McMaster proposed that there may be a subgroup of swimmers in which laxity or hyperflexibility, although considered desirable for performance, exceeds a threshold to become instability ‑ resulting in unwanted translation and compromise of the subacromial space26. Other researchers have also produced evidence to support this concept27-29. Interestingly, these studies all used manual clinical tests to group subjects with and without instability, which raises some questions over their findings given recent evidence regarding the validity of these tests to accurately diagnose instability30. Furthermore, studies in which a known force was applied to the glenohumeral joint via instrument to accurately measure displacement, have failed to establish any relationship between laxity and interfering shoulder pain in swimmers4,18,31. Further doubt is cast over this relationship by a retrospective study conducted by Montgomery et al32 showing relatively poor return rates for elite swimmers following capsular plication.

 

Scapular dyskinesis: often observed, but there’s not much evidence for its relationship with pain

Scapular dyskinesis has been observed in many shoulder conditions. Scovazzo et al33 performed an EMG study assessing the activity of 12 muscles around the shoulder in swimmers with and without pain, and found impaired output in three scapular stabilisers (serratus anterior, upper trapezius and rhomboids) in individuals with shoulder pain. They hypothesised that reduced lateral rotation of the scapula during elevation, resulting in a functional reduction in subacromial space, compromises the cuff tendons and bursa as they pass under the coracoacromial arch. Further EMG work by Wadsworth and Bullock-Saxton34 found upper and lower trapezius temporal patterns were more variable, and the serratus anterior temporal pattern was more delayed in swimmers with shoulder pain. Additionally, in a recent observational study by Su et al35 in which 40 swimmers (20 with and 20 without impingement) were examined for scapular kinematics pre- and post-training, the swimmers with impingement were observed to have significantly decreased upward scapular rotation immediately following training. That said, it is important to acknowledge that these findings do not confirm cause and effect relationships, as these observations could just be the result of pain36,37. Furthermore, studies have shown scapular dyskinesis presenting in both asymptomatic and symptomatic shoulders of overhead athletes, and significant variability in scapular patterns within normal subjects and a high degree of error in measurement of scapular kinesis38,39 have been observed. Despite the significant attention scapular dyskinesis has received over the past 20 years, its exact role in shoulder dysfunction and ‑ specifically swimmer’s ‑ shoulder is still not clear.

 

Rotator cuff strength and ratios: conflicting results and are more likely secondary to pain

Several studies examining shoulder rotation strength have suggested that an increase in internal relative to external rotation strength may predispose a swimmer to shoulder dysfunction and symptoms20,28,29,40,41. It is theorised that this imbalance, occurring due to the predominance of internal rotation loading during the swimming stroke, leads to an inability of the rotator cuff to control humeral head positioning, increasing the likelihood of secondary shoulder impingement. Conversely, other research on swimmers with symptomatic shoulders has suggested the exact opposite, reporting deficits in internal rather than external rotation strength19,42. These studies have been performed on relatively small numbers and the findings have not been consistent to all age groups examined. Nevertheless, these findings, in combination with more recent research indicating that swimmers with symptomatic shoulders have reduced internal and/or external rotation strength, raise debate as to how strength imbalances may contribute to the development of swimmer’s shoulder5. Some experienced clinicians argue that strength may not be a relevant factor in swimmers with shoulder pain22, and therefore it should be recognised that as with scapular dyskinesis, strength changes are likely to be a consequence of pain rather than the cause of it.

 

Load is not well researched in swimmers, but is likely a significant factor

Given the high volume of training associated with elite swimming, and the recent increasing attention on load, some literature is now suggesting load is a principle factor in the development of injury. Sein et al4 showed a relationship between hours spent swimming and mileage per week, and the presence of shoulder tendinopathy. They found 85% of supraspinatus tendinopathy could be predicted in their cohort if subjects swam more than 15 hours or 35 kilometres per week. Contrastingly, Walker et al18 found no association between average swimming distance per week and shoulder pain in swimmers. Work in other sports has shown that it is rate of change in workload that is likely to play a role in the development of injury43-45. Percentage change in short-term weekly workloads versus chronic workload (previous 4-week moving average) was found to be predictive of increased incidence of injury. With this relatively recent understanding, further research to establish its relationship to injury in swimmers is still required.

 

SUPRASPINATUS AND SUBACROMIAL BURSA, NOT LIKELY THE ONLY VILLAINS!

Given the predominant view that swimmer’s shoulder is the result of secondary subacromial impingement, the literature leaves us with the overwhelming perspective that the primary pathology occurs in the subacromial structures, namely the supraspinatus tendon and bursa, and largely excludes almost all other structures4,13,14,22. Sein et al4 reported that “supraspinatus tendinopathy is the major cause of shoulder pain in elite swimmers”, having found it present on MRI in 69% of 52 subjects. However, there is substantial evidence to suggest that there are other pathologies that are significant in symptomatic swimmer’s shoulder. McMaster46 first described damage to the anterior labrum as a painful lesion in swimmers, and this was later supported by the findings of Brushoj et al47 in which 11 of 18 swimmers undergoing arthroscopy were found to have labral damage. Similarly, Klein et al48 conducted an MRI investigation on elite water polo players and found changes in the labrum, cuff tendons, long head of biceps and bursa in the non-throwing shoulder. Despite the focus on supraspinatus, Sein et al4 also reported findings in the biceps tendon, biceps anchor, subscapularis, infraspinatus, and the one in five shoulders showed labral tears4. As the relevance of these anatomical changes is not well understood, they appear to have received little or no discussion. Furthermore, anecdotally we have recently seen several high-profile Australian swimmers retire due to subscapularis, not supraspinatus, failure. This presentation appears to be reflected in recent dynamometry findings, with some athletes demonstrating significant deficits in internal, not external rotation strength as is traditionally accepted, suggesting anterior cuff (subscapularis) and posterior cuff (supraspinatus and infraspinatus) involvement in swimmer’s shoulder5.

 

With the incidence of shoulder pain in elite swimmers remaining high, we believe this casts serious doubt that our current understanding and subsequent interventions are adequately identifying and/or addressing key causative factors in swimmer’s shoulder.

 

COMBINED SHOULDER ELEVATION AND INTERNAL ROTATION HAS BEEN OVERLOOKED

As stated earlier, we are of the view that past research into the aetiology of swimmer’s shoulder has attempted to examine relationships or perspectives that were largely derived from the studies of shoulder pain in general populations. We believe this is fundamentally flawed as it fails to adequately account for the unique movement requirements and loading profiles performed by the shoulder in elite swimmers.

 

The one thing common to all swimming strokes, and a prerequisite for swimming fast, is that athletes must repeatedly load the shoulder in high degrees of elevation and internal rotation. There is no other sport that demands tolerance to either the volume or the magnitude of range in this combination of movements. The only other example that comes close is the elite baseball pitcher who performs only a fraction of the movement volume (albeit at very high intensity) but in an almost polar opposite direction to that of swimming, in that baseball pitchers are required to achieve large amounts of external rotation while in abduction. We now know that this unique position under load leads to specific articular changes and pathology that is common in elite throwing athletes. In fact, our understanding of the throwing shoulder has progressed significantly over the past 15 years thanks largely to the observations of both the behaviour of the shoulder in these positions, and the unique articular findings seen in these athletes49. Similarly, we believe closer examination of swimming-related positions may be useful in developing our understanding into the aetiology of shoulder pain and injury in swimmers.

 

Yanai and Hay16 identified two phases of the swimmer’s stroke cycle where the shoulder was under most stress and theoretically vulnerable to injury. They referred to these periods as ‘positions of subacromial impingement’. The authors noted that as much as 25% of the freestyle stroke time (ST) was spent in positions of impingement; initial catch and early pull (15% of ST), and recovery phase (10% of ST) (Figures 4, 5 & 6)

 

In initial catch and early pull positions, the force of the water ‑ acting on the arm over a long lever ‑ produces large torques into shoulder flexion. They proposed that these torques were sufficient to take the shoulder beyond its normal physiological range of forward elevation and into a position of ‘impingement’. Contrastingly, the recovery phase is not subject to these conditions due to the shorter lever arm, with low load as the arm is clear of the water, and because movement is assisted by body roll. Interestingly, in a survey on 233 collegiate swimmers cited by Pink and Tibone51, 70% of swimmers noted their pain occurring in the first half of the pull phase of freestyle, much like the initial catch and early pull phases described in Yanai and Hay16. As such, a closer examination of the anatomical arrangement of the shoulder’s tissues in the catch and early pull phases seemed warranted.

 

WHAT DO WE KNOW ABOUT THE ELEVATED SHOULDER POSITION?

Although Yanai and Hay16 examined the kinematics of the shoulder throughout the swimming stroke and identified initial catch, early pull and recovery as positions of impingement, only one study (Ekman et al, unpublished), cited by Pink and Tibone51 has specifically investigated the anatomical relationships of the shoulder when placed in a swimming-specific position. Other relevant studies11,52-55 looking at swimming-like positions, have either examined anatomical relationships with the shoulder in Neer and Hawkins-Kennedy positions, or investigated specific patient cohorts whose shoulder symptoms were exacerbated when placed in classic impingement positions (Neer and Hawkins-Kennedy positions or flexion with internal rotation). Although these test positions have long been accepted as clinical tests for external subacromial impingement, they also bear striking similarities to the initial catch phase performed during all strokes, particularly freestyle, butterfly and backstroke, and early pull phase16,51 (Figures 7 to 10). Furthermore, the Hawkins-Kennedy position frequently reproduces shoulder pain in swimmers on assessment51.
 

Pink and Tibone51 cited a cadaver study conducted by Ekman et al (confirmed unpublished by communication) that examined the anatomy of nine cadaver specimens, where the shoulders were placed in the early pull position of the freestyle stroke. They found five subjects exhibited bursal and intra-articular contact with the rotator cuff, with a further two specimens demonstrating intra-articular contact only. Only two of the subjects with intra-articular contact also exhibited greater tuberosity contact with the acromion. Of those with intra-articular contact, (eight specimens), five contacted the anterior superior glenoid and three the posterior superior glenoid.

 

Pappas et al53 performed an MRI study looking at the anatomical arrangement of the shoulder’s structures in eight subjects placed in both Neer and Hawkins-Kennedy positions (Figure 11).

 

Subacromial and intra-articular contact was graded and minimum distances were calculated between the tendons and glenoid, as well as the tendons and the underside of the acromion. With the shoulder placed in the Neer position, none of the subjects had contact between the cuff and the underside of the acromion. Intra-articular contact between supraspinatus and the posterior superior glenoid was seen in all shoulders in the Neer position, and subscapularis contact with the anterior superior glenoid was seen in seven of eight subjects (Figure 12). All subjects showed subscapularis contact with the anterior glenoid in the Hawkins-Kennedy position (Figure 13), with the supraspinatus and infraspinatus contacting the acromion in seven of eight and five of eight subjects, respectively (Figure 12). The Hawkins-Kennedy position resulted in significantly greater reductions in subacromial space than the Neer position. Both the Neer and Hawkins-Kennedy positions significantly reduced the distance from the subscapularis to the anterior glenoid, and the supraspinatus to the posterior superior glenoid and acromion. They concluded that the extensive intra-articular contact suggested that internal impingement in these positions may play a role in both tests.

 

Jia et al11 prospectively examined 398 patients with a Neer test, recording the angle of shoulder flexion at which maximum pain occurred. During subsequent arthroscopy, the patient’s shoulders were taken through the same range, performing the Neer test in the same manner as the clinical test was performed. Of the 398 patients, 302 showed cuff-glenoid contact and 96 subjects did not show any internal contact. The angle at which the cuff contacted the labrum intraoperatively was not statistically different to the flexion angle at which the patients noted pain in the clinical preoperative Neer test. They concluded that a positive Neer sign most often corresponds to contact between the cuff and the glenoid. The authors did note that extra-articular impingement was not examined in these same positions in this study.
 

Valadie et al55 investigated the intra- and extra-articular relationships of the rotator cuff during the Neer, and Hawkins-Kennedy impingement tests (n=5 and 4, respectively) using fresh frozen cadaver specimens. All subjects in the Neer position showed soft tissue contact between the articular side of the rotator cuff tendons and the anterior superior glenoid rim along with the medial acromion. Subjects placed in the Hawkins-Kennedy position showed consistent soft tissue contact under the corocoacromial arch but again, more tellingly, all subjects exhibited contact between the articular side of the rotator cuff and the anterior superior glenoid (Figure 14)

 

Gerber and Sebasta52 performed arthroscopic evaluation of 16 patients all of whom had primary unexplained shoulder pain that was provoked by flexion and internal rotation. None of the patients had any signs of instability. Ten of 13 had confirmed partial subscapularis lesions on preoperative MRI investigation. At arthroscopy, isolated lesions of the biceps pulley were noted in three subjects; in 10 subjects there was a combination lesion involving the articular side of the subscapularis and the biceps pulley, and three subjects had an isolated articular side subscapularis tear. The most painful movement of forward flexion and internal rotation was emulated and evaluated during arthroscopy. In flexion with internal rotation more than 90 degrees there was mechanical impingement between the biceps pulley region and the superior most part of the labrum. At less than 90 degrees the contact was between the insertion of the subscapularis and the anterior labrum. These researchers concluded that in addition to the internal impingement described by Walch57 ‑ postero-superior internal impingement (PSII), that a further type of internal impingement, antero-superior internal impingement (ASII) occurs between the deep fibres of subscapularis, the biceps pulley and the anterior superior labrum when in flexion and internal rotation.

 

Struhl54 performed an arthroscopic study on 10 patients with partial undersurface rotator cuff tears and classic clinical signs of impingement (external impingement). None of the patients showed any evidence of subacromial impingement and when the arm was placed in the Hawkins-Kennedy position all subjects exhibited contact between the undersurface of the cuff at the site of their tears and the anterior superior labrum (Figure 15). This group cited the importance of anterior internal impingement as a clinical entity.

 

Further to these studies, Graichen et al58 investigated the changes in subacromial space width changes associated with abduction and rotation. They found that beyond 120º of abduction the entire supraspinatus tendon footprint was medial to the region corresponding to the narrowest acromion-humeral dimension (Figure 16).

 

These anatomical studies strongly suggest that extensive intra-articular contact does occur between the supraspinatus, subscapularis, long head of the biceps, and the anterior superior and posterior superior labrum (ASII and PSII) during shoulder flexion and internal rotation ‑ movements essential for elite swimming ‑ and further, that external subacromial impingement of the supraspinatus above 120º of elevation is unlikely.

 

DISCUSSION

A case for ASII and PSII in swimmer’s shoulder

We believe there is still a lack of clarity as to the aetiology of shoulder pain in swimmers. This is both through examination of the available evidence, as summarised above, as well as our extensive experience managing numerous elite swimmers. Advances in the understanding of the throwing shoulder through an examination of the positions unique to this action (abduction and maximum external rotation), led us to believe the application of this approach to swimmer’s shoulder would be of significant value. The requirement for repeated high degrees of elevation and internal rotation, the movements particular to swimming, were the positions chosen for investigation.

 

We have found sufficient evidence to suggest that not only does PSII occur readily in swimmers, but so does the far less recognised and discussed ASII mechanism. We view ASII in the context of the elite swimmer, as analogous with PSII in throwing athletes. Given the evidence presented above and the intimate anatomical relationship of the supraspinatus, long head of the biceps and its pulley, and subscapularis tendons, we argue that repeated articular side contact of all these structures is likely during elevation and internal rotation (as is achieved in elite swimming) and as such ASII and PSII have the potential to drive changes across the entire rotator cuff and interval. This model appears far better placed to account for the mixed presentations that have been observed in some of our elite national level swimmers5, some of which include tendinopathic change and/or tears in both the anterior cuff (subscapularis and long head of the biceps) and posterior cuff (supraspinatus and infraspinatus)4,47,48.

 

We believe the internal impingement model plays a far greater role in the aetiology of swimmer’s shoulder than those mechanisms associated with the external impingement model, and that this mechanism can also account for the intra-articular findings observed in the swimmer’s shoulder, namely labral damage and SLAP lesions.

 

ASII explained

Internal impingement is a well-documented phenomenon in overhead athletes with PSII being described as the principle manifestation, and therefore attracting the vast majority of discussion since first being described by Walch et al57. ASII appears to have been a relative sleeper, attracting far less attention and regarded as relatively uncommon36. That said, work by Habermayer et al59 investigating lesions of the long head biceps pulley and their relationship to subscapularis and supraspinatus tears and ASII, appears relevant to our examination of swimmer’s shoulder. They examined 89 subjects with arthroscopically verified pulley lesions and detailed the classification of four types of lesion:

  1. Isolated supero-glenohumeral ligament (SGHL) change
  2. SGHL and supraspinatus change
  3. SGHL and subscapularis change
  4. SGHL and both supraspinatus and subscapularis change

 

They established a strong association between ASII and combined lesions involving the long head of the biceps, its pulley, the subscapularis and supraspinatus. ASII was observed significantly more often in subjects with additional partial articular side subscapularis tears.

 

Perhaps even more relevant to swimmer’s shoulder, Gerber and Sebasta52 defined ASII of the deep surface of the subscapularis as a form of intra-articular impingement responsible for painful structural disease of the shoulder. Twelve of their 16 patients were engaged in manual labour involving regular overhead activity and they concluded that repetitive forceful internal rotation in flexion above the horizontal plane results in impingement between the long head of the biceps pulley and subscapularis, and the anterior superior glenoid ‑ driving pathological change.

 

Although Habermayer et al59 suggest that progressive failure of the cuff structures and the associated biceps pulley leads to ASII, we would suggest the contrary. We argue that elite swimmers are serious overhead workers, moving repetitively under load, in high degrees of forward elevation and internal rotation and that ASII as described by Gerber and Sebasta52 is the potent driver of anatomical change in the anterior cuff (subscapularis) in elite swimmers.

 

As has been established with PSII, ASII internal cuff/articular impingement is likely to be normal physiological contact. However, in the context of the elite swimmer who performs these movements under load more than a million times per shoulder per year, we hypothesise that it has the potential to precipitate a pathological response.

 

ASII and PSII: a role in tendinopathy?

Several recent papers discussing the aetiology of tendinopathy have cited the role that mixed loading (articular side and intrinsic compression, shear and tensile loading) along with hypoxic stress may have in the pathogenesis of tendinopathy and tendon injury4,60-64. Soslowsky et al64 showed the devastating effect overuse loading combined with compression had on rat supraspinatus tendons. Although the absolute tensile loads borne by the cuff tendons are relatively low next to those experienced by the lower limb tendons, we would suggest that repeated mixed loading in the shoulder during the swimming stroke is far more damaging than the absolute tendon load itself.

 

ASII and PSII, not subacromial impingement, provide the principle source of extrinsic articular side compression, which has the potential to compound intrinsic tendon compression and differential shear stress that has been hypothesised to occur at or just proximal to their bony insertions60,61,65. The shoulder’s extensive range of motion, anatomical arrangement of the cuff tendons as they pass over the humeral head into the greater and lesser tuberosities, and their interdigitated multi-layer collagen matrix, make mixed loading a likely scenario65,66. Furthermore, we know from studies in other overhead athletes and general populations that intrasubstance and articular side partial cuff failure is more common than bursal side failure67,68.  

CONCLUSION

We are not suggesting that external impingement, as previously described in the literature, does not occur at all in elite swimmers, rather that ASII, PSII and mixed tendon loading, along with elite training volumes, play a far more potent role in the pathogenesis of swimmer’s shoulder. We believe that this model readily accounts for the diverse range of pathological changes seen in elite swimmers. Further, with a model that acknowledges and accounts for a broader range of pathology, we see the potential to sub-classify different manifestations of swimmers’ shoulder, leading to more tailored management approaches.

 

This paper makes a sound case for a more focused and robust examination of ASII and PSII to determine their role in the aetiology of swimmer’s shoulder. It is our hope that this will challenge outdated approaches, advance the understanding of swimmer’s shoulder and propel further research, and in turn lead to new approaches that improve the management of this very common and challenging injury.

 

 

 

References

  1. Heinlein SA, Cosgarea AJ. Biomechanical considerations in the competitive swimmer's shoulder. Sports Health 2010; 2:519-525.
  2. Ciullo JV. Swimmer's shoulder. Clin Sports Med 1986; 5:115-137.
  3. McMaster WC, Troup J. A survey of interfering shoulder pain in United States competitive swimmers. Am J Sports Med 1993; 21:67-70.
  4. Sein ML, Walton J, Linklater J, Appleyard R, Kirkbride B, Kuah D et al. Shoulder pain in elite swimmers: primarily due to swim-volume-induced supraspinatus tendinopathy. Br J Sports Med 2010; 44:105-113.
  5. Boettcher C. Rotating Our Approach - Hand Held Dynamometry and Swimmers Shoulder. Sports Physio. 2013(2).
  6. Kennedy JC HR. Swimmer's Shoulder. Phys Sportsmed 1974; 2:34-38.
  7. Neer CS. Anterior acromioplasty for the chronic impingement syndrome in the shoulder: a preliminary report. J Bone Joint Surg Am 1972; 54:41-50.
  8. Neer CS II. Impingement lesions. Clinical orthopaedics and related research. 1983(173):70-7.
  9. Neer CS II, Welsh RP. The shoulder in sports. Orthop Clin North Am 1977; 8:583-591.
  10. Rathbun JB, Macnab I. The microvascular pattern of the rotator cuff. J Bone Joint Surg Br 1970; 52:540-553.
  11. Jia X, Ji JH, Pannirselvam V, Petersen SA, McFarland EG. Does a positive neer impingement sign reflect rotator cuff contact with the acromion? Clin Orthop Relat Res 2011; 469:813-818.
  12. Hill L, Collins M, Posthumus M. Risk factors for shoulder pain and injury in swimmers: a critical systematic review. Phys Sportsmed 2015; 43:412-420.
  13. Bak K. The practical management of swimmer's painful shoulder: etiology, diagnosis, and treatment. Clin J Sports Med 2010; 20:386-390.
  14. Couanis G, Breidahl W, Burnham S. The relationship between subacromial bursa thickness on ultrasound and shoulder pain in open water endurance swimmers over time. J Sci Med Sport 2015; 18:373-377.
  15. Rodeo SA, Nguyen JT, Cavanaugh JT, Patel Y, Adler RS. Clinical and ultrasonographic evaluations of the shoulders of elite swimmers. Am J Sports Med 2016; 44:3214-3221.
  16. Yanai T, Hay JG. Shoulder impingement in front-crawl swimming: II. Analysis of stroking technique. Med Sci Sports Exerc 2000; 32:30-40.
  17. Greipp JF. Swimmer’s shoulder: the influence of flexibility and weight training. Phys Sportsmed 1985; 13:92-105.
  18. Walker H, Gabbe B, Wajswelner H, Blanch P, Bennell K. Shoulder pain in swimmers: a 12-month prospective cohort study of incidence and risk factors. Phys Ther Sport 2012; 13:243-249.
  19. Bak K, Magnusson SP. Shoulder strength and range of motion in symptomatic and pain-free elite swimmers. Am J Sports Med 1997; 25:454-459.
  20. Beach ML, Whitney SL, Dickoff-Hoffman S. Relationship of shoulder flexibility, strength, and endurance to shoulder pain in competitive swimmers. J Orthop Sports Phys Ther 1992; 16:262-268.
  21. Holt K, Boettcher C, Halaki M, Ginn KA. Humeral torsion and shoulder rotation range of motion parameters in elite swimmers. J Sci Med Sport 2017; 20:469-474.
  22. Blanch P. Conservative management of shoulder pain in swimming. Phys Ther Sport 2004; 5:109-124.
  23. Zemek MJ, Magee DJ. Comparison of glenohumeral joint laxity in elite and recreational swimmers. Clin J Sports Med 1996; 6:40-47.
  24. Belling Sorensen AK, Jorgensen U. Secondary impingement in the shoulder. An improved terminology in impingement. Scand J Med Sci Sports 2000; 10:266-278.
  25. Matsen FA III, Harryman DT II, Sidles JA. Mechanics of glenohumeral instability. Clin Sports Med 1991; 10:783-788.
  26. McMaster WC. Shoulder injuries in competitive swimmers. Clin Sports Med 1999; 18:349-359, vii.
  27. Bak K, Fauno P. Clinical findings in competitive swimmers with shoulder pain. Am J Sports Med 1997; 25:254-260.
  28. Rupp S, Berninger K, Hopf T. Shoulder problems in high level swimmers--impingement, anterior instability, muscular imbalance? Int J Sports Med 1995; 16:557-562.
  29. Weldon EJ III, Richardson AB. Upper extremity overuse injuries in swimming. A discussion of swimmer's shoulder. Clin Sports Med 2001; 20:423-438.
  30. Hegedus EJ, Goode A, Campbell S, Morin A, Tamaddoni M, Moorman CT III et al. Physical examination tests of the shoulder: a systematic review with meta-analysis of individual tests. Br J Sports Med 2008; 42:80-92.
  31. Borsa PA, Scibek JS, Jacobson JA, Meister K. Sonographic stress measurement of glenohumeral joint laxity in collegiate swimmers and age-matched controls. Am J Sports Med 2005; 33:1077-1084.
  32. Montgomery SR, Chen NC, Rodeo SA. Arthroscopic capsular plication in the treatment of shoulder pain in competitive swimmers. HSS J 2010; 6:145-149.
  33. Scovazzo ML, Browne A, Pink M, Jobe FW, Kerrigan J. The painful shoulder during freestyle swimming. An electromyographic cinematographic analysis of twelve muscles. Am J Sports Med 1991; 19:577-582.
  34. Wadsworth DJ, Bullock-Saxton JE. Recruitment patterns of the scapular rotator muscles in freestyle swimmers with subacromial impingement. Int J Sports Med 1997; 18:618-624.
  35. Su KPE, Johnson MP, Gracely EJ, Karduna AR. Scapular rotation in swimmers with and without impingement syndrome: practice effects. Med Sci Sports Exerc 2004; 36:1117-1123.
  36. Kibler WB, Ludewig PM, McClure PW, Michener LA, Bak K, Sciascia AD. Clinical implications of scapular dyskinesis in shoulder injury: the 2013 consensus statement from the 'Scapular Summit'. Br J Sports Med 2013; 47:877-885.
  37. Warner JJ, Micheli LJ, Arslanian LE, Kennedy J, Kennedy R. Scapulothoracic motion in normal shoulders and shoulders with glenohumeral instability and impingement syndrome. A study using Moiré topographic analysis. Clin Orthop Relat Res 1992; (285):191-199.
  38. Bourne D, Choo A, Regan W, MacIntyre D, Oxland T. Accuracy of digitization of bony landmarks for measuring change in scapular attitude. Proc Inst Mech Eng H 2009; 223:349-361.
  39. Struyf F, Nijs J, Baeyens JP, Mottram S, Meeusen R. Scapular positioning and movement in unimpaired shoulders, shoulder impingement syndrome, and glenohumeral instability. Scand J Med Sci Sports 2011; 21:352-358.
  40. Batalha N, Marmeleira J, Garrido N, Silva AJ. Does a water-training macrocycle really create imbalances in swimmers' shoulder rotator muscles? Eur J Sport Sci 2015; 15:167-172.
  41. McMaster WC, Long SC, Caiozzo VJ. Shoulder torque changes in the swimming athlete. Am J Sports Med 1992; 20:323-327.
  42. Tate A, Turner GN, Knab SE, Jorgensen C, Strittmatter A, Michener LA. Risk factors associated with shoulder pain and disability across the lifespan of competitive swimmers. J Athl Train 2012; 47:149-158.
  43. Gabbett TJ. The development and application of an injury prediction model for noncontact, soft-tissue injuries in elite collision sport athletes. J Strength Cond Res 2010; 24:2593-2603.
  44. Hulin BT, Gabbett TJ, Blanch P, Chapman P, Bailey D, Orchard JW. Spikes in acute workload are associated with increased injury risk in elite cricket fast bowlers. Br J Sports Med 2014; 48:708-712.
  45. Hulin BT, Gabbett TJ, Lawson DW, Caputi P, Sampson JA. The acute:chronic workload ratio predicts injury: high chronic workload may decrease injury risk in elite rugby league players. Br J Sports Med 2016; 50:231-236.
  46. McMaster WC. Anterior glenoid labrum damage: a painful lesion in swimmers. Am J Sports Med 1986; 14:383-387.
  47. Brushoj C, Bak K, Johannsen HV, Fauno P. Swimmers' painful shoulder arthroscopic findings and return rate to sports. Scand J Med Sci Sports 2007; 17:373-377.
  48. Klein M, Tarantino I, Warschkow R, Berger CJ, Zdravkovic V, Jost B et al. Specific shoulder pathoanatomy in semiprofessional water polo players: a magnetic resonance imaging study. Orthop J Sports Med 2014; 2:2325967114531213 [Epub].
  49. Burkhart SS, Morgan CD, Kibler WB. The disabled throwing shoulder: spectrum of pathology Part I: pathoanatomy and biomechanics. Arthroscopy 2003; 19:404-420.
  50. Wright AA, Wassinger CA, Frank M, Michener LA, Hegedus EJ. Diagnostic accuracy of scapular physical examination tests for shoulder disorders: a systematic review. Br J Sports Med 2013; 47:886-892.
  51. Pink MM, Tibone JE. The painful shoulder in the swimming athlete. Orthop Clin North Am 2000; 31:247-261.
  52. Gerber C, Sebesta A. Impingement of the deep surface of the subscapularis tendon and the reflection pulley on the anterosuperior glenoid rim: a preliminary report. J Shoulder Elbow Surg 2000; 9:483-490.
  53. Pappas GP, Blemker SS, Beaulieu CF, McAdams TR, Whalen ST, Gold GE. In vivo anatomy of the Neer and Hawkins sign positions for shoulder impingement. J Shoulder Elbow Surg 2006; 15:40-49.
  54. Struhl S. Anterior internal impingement: an arthroscopic observation. Arthroscopy 2002; 18:2-7.
  55. Valadie AL III, Jobe CM, Pink MM, Ekman EF, Jobe FW. Anatomy of provocative tests for impingement syndrome of the shoulder. J Shoulder Elbow Surg 2000; 9:36-46.
  56. Hawkins RJ, Kennedy JC. Impingement syndrome in athletes. Am J Sports Med 1980; 8:151-158.
  57. Walch G, Boileau P, Noel E, Donell ST. Impingement of the deep surface of the supraspinatus tendon on the posterosuperior glenoid rim: an arthroscopic study. J Shoulder Elbow Surg 1992; 1:238-245.
  58. Graichen H, Bonel H, Stammberger T, Englmeier KH, Reiser M, Eckstein F. Subacromial space width changes during abduction and rotation--a 3-D MR imaging study. Surg Radiol Anat 1999; 21:59-64.
  59. Habermeyer P, Magosch P, Pritsch M, Scheibel MT, Lichtenberg S. Anterosuperior impingement of the shoulder as a result of pulley lesions: a prospective arthroscopic study. J Shoulder Elbow Surg 2004; 13:5-12.
  60. Blevins FT, Djurasovic M, Flatow EL, Vogel KG. Biology of the rotator cuff tendon. Orthop Clin North Am 1997; 28:1-16.
  61. Cook JL, Purdam C. Is compressive load a factor in the development of tendinopathy? Br J Sports Med 2012; 46:163-168.
  62. Cook JL, Purdam CR. Is tendon pathology a continuum? A pathology model to explain the clinical presentation of load-induced tendinopathy. Br J Sports Med 2009; 43:409-416.
  63. Millar NL, Reilly JH, Kerr SC, Campbell AL, Little KJ, Leach WJ et al. Hypoxia: a critical regulator of early human tendinopathy. Ann Rheum Dis 2012; 71:302-310.
  64. Soslowsky LJ, Thomopoulos S, Tun S, Flanagan CL, Keefer CC, Mastaw J et al. Neer Award 1999. Overuse activity injures the supraspinatus tendon in an animal model: a histologic and biomechanical study. J Shoulder Elbow Surg 2000; 9:79-84.
  65. Fallon J, Blevins FT, Vogel K, Trotter J. Functional morphology of the supraspinatus tendon. J Orthop Res 2002; 20:920-926.
  66. Clark JM, Harryman DT II. Tendons, ligaments, and capsule of the rotator cuff. Gross and microscopic anatomy. J Bone Joint Surg Am 1992; 74:713-725.
  67. Fukuda H. Partial-thickness rotator cuff tears: a modern view on Codman's classic. J Shoulder Elbow Surg 2000; 9:163-168.
  68. Payne LZ, Altchek DW, Craig EV, Warren RF. Arthroscopic treatment of partial rotator cuff tears in young athletes. A preliminary report. Am J Sports Med 1997; 25:299-305.

 

 

Image by EYOF Utrecht 2013

Figure 2: Left arm during early down sweep in high forward elevation and internal rotation – ‘high elbow’.
Figure 1: Freestyle left hand entry/early catch phase in high forward elevation.
Figure 3: Butterfly in early catch phase showing high forward elevation and internal rotation.
Figure 4: Left arm in the catch position (full forward elevation) as described by Yanai70. The force of the water acts over the long lever of the arm producing significant torque into further shoulder flexion resulting in a position of impingement.
Figure 5: Left arm in the early pull phase still in a high degree of elevation with increasing internal rotation.
Figure 7: The Neer impingement test position, as described by Neer and Walsh26,48
Figure 6: Left arm in the early recovery phase the shoulder is in abduction and internal rotation, the position Yanai70 describes as impingement.
Figure 9: The Hawkins-Kennedy impingement test26.
Figure 10: The left arm in the early down sweep in the freestyle stroke, note the elevation is forward of the coronal plane with accompanying internal rotation.
Figure 8: A similar hand entry and initial catch phase position is seen in the left arm in freestyle and both arms in butterfly.
Figure 11a and 11b: Neer and Hawkins-Kennedy positions during MRI50.
Figure 11a and 11b: Neer and Hawkins-Kennedy positions during MRI50.
Figure 13: These anterior views demonstrate the proximity of the subscapularis footprint (in yellow) to the anterior and anterior superior glenoid in both the Neer and Hawkins-Kennedy positions50.
Figure 14a and 14b: The blue arrows highlight contact of the underside of the subscapularis and supraspinatus tendons with the anterior superior glenoid in the Neer and Hawkins-Kennedy positions64.
Figure 12: This posterior view of the shoulder demonstrates the proximity of the supraspinatus footprint to the posterior superior glenoid (in red) in the Neer position, and the proximity of the supraspinatus footprint to the lateral edge of the acromion in the Hawkins-Kennedy position.
Figure 14a and 14b: The blue arrows highlight contact of the underside of the subscapularis and supraspinatus tendons with the anterior superior glenoid in the Neer and Hawkins-Kennedy positions64.
Figures 15: Posterior portal arthroscopic view of the shoulder in forward flexion and internal rotation. Anterior internal impingement is seen occurring between the articular side of the rotator cuff (blue arrow) and the superior labrum (green arrow)60.
Figure 16: The blue arrows show the supraspinatus footprint (green) medial to the acromion and the region corresponding to the narrowest acromio-humeral width (red arrows) at 120° (left) and 150° (right) of abduction23.

Share

Volume 8 | Issue 1 | 2019
Volume 8 - Issue 1

More from Aspetar Journal

Healthy Lifestyle
PRAGMATIC EVALUATION IN PHYSICAL ACTIVITY AND HEALTH

Written by – Karen Milton and Paul Kelly, United Kingdom and Justin Richards, Australia

Sports Medicine
THE LEFT VENTRICLE IN THE ELITE ATHLETE

Written by – Marijana Tadic, Germany and Cesare Cuspidi, Italy

Interview
Angel Di Maria

Interview by – Jake Bambrough

Latest Issue

Download Volume 13 - Targeted Topic - Nerve Compression Syndromes | 2024

Trending

Editorial
FROM OUR EDITOR
Editorial
FROM OUR GUEST EDITOR
Interview
FAF DU PLESSIS
Sports Science
THE USE OF A CLINICAL TRIAD IN DIAGNOSING PERIPHERAL NERVE COMPRESSIONS
Sports Radiology
IMAGING TECHNIQUES FOR PERIPHERAL NERVE COMPRESSIONS

Categories

Member of
Organization members